Working Forest Forum Content Analysis
Peter Nelson
UW College of Forest Resources/Evans School of Public
Affairs
January 2005
This
preliminary report is meant to provide a synthesis of the presentations
and discussions that made up the Saving Washington’s
Working Forest Land Base Forum. The report findings will be utilized
to guide further activities of the forum.
This
report applies a content analysis technique
to code raw meeting notes and presentations in order to organize and convey
forum themes and concepts. Content analysis is often used in social
science research and policy analysis to study information patterns in human
communication. This type of analysis should be helpful in determining the
next steps for the Working Forest Forum in terms of identifying and communicating
key issues, themes and strategies for future meetings and long-term policy
problem solving. It should be noted that this document represents only one
means of slicing this data, and only one analyst’s perspective. This
document should thus be considered as one of many ways to view the
proceedings, and as a starting point for discussion rather than a definitive
statement on reality.
The
report utilizes a policy analysis framework to
arrange the information provided under the content analysis. The policy
analysis framework allows us to view the Working Forest Forum as a venue
to address environmental management problems and solutions. Indeed, a stated
objective of the forum is to develop innovative strategies and financing
mechanisms to maintain Washington State’s “working forest” land base. Problem
identification and subsequent strategy development are initial steps in the
policy analysis process. In this sense, the Alderbrook meetings are seen
as the initial steps in a policy analysis process.
The
policy analysis process has been defined as an eight step process (Bardach,
2000) (Steps in bold were undertaken,
at least partially, by forum participants):
- Problem identification/definition
- Provide evidence of the problem (including identify research needs)
- Construct alternatives/tools
- Develop criteria for assessing alternatives
- Project outcomes
- Confront tradeoffs
- Make a decision
- Communicate the analysis process
The Working Forest Forum
partially addressed the first four steps of the policy analysis process. The forum focused on creating
a common understanding of a policy problem by identifying key issues and
further defining the complexities of the “working forest” problem (Step 1). Evidence
of the problem was provided both by presenters and throughout discussions
(Step 2). This report partially sidesteps Step 2. On one hand, we recognize
that forum participants are aware of the evidence of the problem, and thus
the sessions did not “make a case” for development of policy alternatives
to “save working forests”. However, it should be noted that IF the forum
participants determine to move forward with lobbying or public education
efforts, providing evidence of the problem to various audiences will be of
paramount importance. On the other hand, this report considers “research
needs” as evidence gathering activities. Indeed, these research endeavors
will contribute to the formulation and assessment of various policy alternatives. Thus,
Step 2 in the coding framework is entitled “research needs.” In addition,
the Working Forest Forum also began to discuss potential policy solutions
and alternative strategies, with some ideas outlined in greater detail than
others (Step 3). (By no means was the generation of alternative policy solutions
exhaustive.) Lastly, the forum began to outline a set of criteria for comparing
policy alternatives (Step 4). The forum accomplished many of these functions
without intentionally doing so. Although the session was framed as
a problem-solution type dialogue, the content analysis and policy analysis
framework assisted in giving further structure to the proceedings.
Step 1 – Defining the Problem
The Working Forest Forum
began with a premise that our collective policy problem is concerned with
the viability of Washington’s
“working forests.” The problem is characterized by conversion of working
forests to other uses; threats to ecosystem/public values, threats to viability
of Washington’s forest industry, etc. Most participants agreed on these
first order problem statements. The problem was further characterized/framed
in a variety of ways by different participants. Articulating these various
problem frames should be of utility as the forum moves towards more comprehensive
alternative solutions through the policy analysis process. This report coded
these latter problem statements into categories as follows, with particular
attention given to those areas that may need greater clarity in order to
move forward:
- Areas for clarification
-
Defining
“working forests”
-
Geographic
scope of problem and solution (i.e. foothill forests, entire state,
or by ownership)
- Economic Problem
- Globalization
- Working
forests must remain economically productive
- Exportation
of demand to other regions/nations
- Lack
of markets for conservation/ecosystem values and lack of compensation
mechanisms
- Landowner
need for certainty
- Investor
incentives
- Regulatory/Legal/Statutory Problem
- Regulations
causing unintended consequences
- Diminished
private property rights
- Regulations
diminish investment values
- Regulatory
“drift”
- Uncompensated
regulatory takings
- Tax
structure needs reform
- Lack
of certainty
- Information Problem
- Lack
of knowledge on “where public values are most threatened?”
- Problem
characterized by complexity (including complexity of systems)
- Lack
of data on biodiversity, carbon sequestration, other technical data
gaps
- Infrastructure Problem
- Transportation
system
- Skilled
labor capacity
- Research
and development gaps, investments in professionals, investments
in infrastructure (capital and technology)
Step 2 – Providing Evidence of the Problem – Research Needs
As mentioned above,
this step is partially sidestepped in this report. Evidence on the policy analysis process allows for 1) the
assessment of the nature and extent of the problem; 2) the assessment of
the features of the policy problem; and 3) the assessment other policies
that have worked effectively in similar scenarios (Bardach, 2000). This
report focuses primarily on the third objective, with the idea that research
and data gathering will contribute to the effectiveness of the policy analysis
process. This list is by no means complete, a more focused dialogue
on research needs is probably necessary in the future.
Research Needs and Questions
- Conduct thorough literature review on policy
topic (this was not suggested by forum participants, but is recommended
in the policy analysis literature).
- Survey “Best Practices” on the policy topic
- Case
studies in carbon, biodiversity and water markets (with frequent mention
of the CA model, for example http://www.climateregistry.org)
- Conservation
banking in CACalifornia
case study, more generally, the effects/outcomes of regulatory
environment on the timber industry
- Oregon
case study – Measure 37/Takings/Compensation (see http://www.oregon.gov/LCD/mesure37.shtml)
- Tradable
housing credits case in COExamine
incentive/compensation “policy models” in OR and New Zealand
- Case
studies on Environmental Management Systems
- WA
Forest Commission and Agriculture Commission as examples
- Past
WA legislation that addressed this policy issue
- Research in certification, labeling, purchasing
standards
- Research into methods to measure the efficacy
of policies (policy research and analysis)
- Long-term forecasting of timber markets; including
large logs
- Financial repercussions of extended rotation
lengths
- Expand our understanding of non-market values;
comparative studies of non-timber revenue possibilities
- Long-term outcomes associated with the regulatory
approach
- Investigate
the role of adaptive management in
this policy arena
Step 3 – Construct Alternatives and Tools
The bulk of the forum
discussion centered on presentations and generally open-ended discussions
on potential policy solutions to the
primary “working forest” problem. Policy options are not mutually exclusive;
in fact, most participants seem to concur that a variety of approaches will
be required to fully address a problem of this complexity. There is a range
of alternatives; some are political outreach strategies (1, 2); while others
are technical policy mechanisms (3-7). Some of the technical alternatives
will need to undergo much further analysis, particularly on implementation
details. This report does not delve into those implementation details. Many
participants noted that this is not a “one size fits all” problem; policy
solutions/tools need to be created/organized for the “right” problem, given
that there is a gradient of “problem” areas. This concept is also noted
in Step 4. The objective in this section is not to go into detail on any
particular strategy; more detail is included in the raw notes and presentations
offered by the participants. Any of the following strategies will most
likely require further research and their own individual analysis,
covered in Step 4 of the policy analysis process.
Policy alternatives have been coded into the following
general categories, in order of relative discussion frequency:
- Coalitions and cooperation
- Cooperation
between players
- Partnerships
between industry, researchers and environmentalists
- Collaborative
discourse
- UW
/ ONRC provide policy forum
- Government
sponsored task force?
- Public Education
- Develop
a sellable product for the public and policy makers
- Develop
diversity of “messengers” for public and policy makers
- Develop
workable “sound bites” on issue
- The
need to communicate to society at-large; communicate benefits
of “working forests”; public education creates value; high visibility
projects
can
raise awareness
- Adding value and providing landowner incentives
- Managing
forests for greater value: “Big logs”, old-growth salvage, red alder, big
leaf maple, export logs and bioenergy
- Certification
and product labels
- Ecotourism
- Develop
carbon, biodiversity, habitat enhancement, conservation banking and other
public value markets
- Easements
- Reform
conservation easements to allow active management for revenue and “forest
health”
- Scenic
value easements
- Financing mechanisms
- Transferable
development rights
- Establish
and redefine private property rights
- Community
development financing
- Tax
credits Evergreen
Forest Trust model
- EFT
model using municipal bonds
- Sales
tax on wood products
- Regulatory and tax reform and other issues
- Provide
moratorium on new regulations for 5 years
- Tax
reform; tax relief, deferments
- Clarify
property rights
- Provide
tax relief, deferments; tax reform
- Expedited
permitting Regulatory
certainty
- Develop
Community Forest Model, quasi-governments and other venues for policy
action
- Investments in people, capital and infrastructure
(i.e. mills, roads, skills, ports)
- Small
business loans and tax breaks for investment
- Skills
training centers
- Bringing
the logging community on board
Step 4 – Develop Criteria for Assessing Alternatives
Step 3 outlined a variety
of strategies for addressing the “working forests” problem. Step 4 provides a coding of potential criteria
that could be employed to assess the strategic and “outcome” value of the
various alternatives. One could imagine “ranking” each policy alternative
based on these criteria. This information was not obtained from direct questioning
of participants; rather, it was gleaned from general discussions. In a traditional
policy analysis, a matrix would be utilized to compare the utility of the
strategies, a step that may be conducted at a later date by forum participants. Recall
that many strategies could be undertaken in packages, thus these criteria
may allow participants to “mix and match” for the optimum policy strategy. The
criteria for strategies and outcomes are as follows:
Strategies
- Strategies
should be broad in geographic scope, not limited to sub-regions
- Strategies
should utilize market and other non-regulatory approaches
- Strategies
should recognize a gradient of problems and solutions –strategies should be flexible
- Strategies
should be coalition based and
collaborative
- Strategies
should be visionary, long-term, and represent a new paradigm
- Strategies
should be adaptive, strategic and rational. They should be information rich and utilize a
systems approach
Outcomes
- Outcomes
should be fair and efficient in
terms of an economic and/or planning system
- Outcomes
should be stable in legal terms;
and provide certainty
- Outcomes
should allow for the production of traditional economic outputs (timber production)
- Outcomes
should be viable in terms of economy, ecology and society
- Outcomes
must be politically viable,
accepted by the public and policy makers, provide social recognition and
social buy-in
- All benefits and costs (economic and ecological)
should be widely distributed
Conclusion
This preliminary report
is designed to provide a rational framework for understanding and conveying
information from the
proceedings of the Working Forests Forum. The report is not meant
to provide an exhaustive summary of the policy mechanisms discussed by
participants. Indeed,
that information and analysis is best left to the respective expert participants. Rather,
the report is designed to help frame the policy issue in a cogent manner
that can assist the process of dialogue and conversation as forum participants
move forward towards a strategic resolution of the issue. Further steps
in the policy analysis process, if the group chooses to undertake them, could
lead to a comprehensive strategic plan. Hopefully, this preliminary
report will lead to more productive discussions, more rational strategies,
and more
favorable policy outcomes.
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